ABSTRACT Title of Thesis: QUANTITATIVE UNDERSTANDING OF TEMPERATURE RISE AND SAFETY IN HIGH– ENERGY SOLID–STATE BATTERIES. TAIWO OLADAPO OGUNDIPE, MASTER OF SCIENCE, 2024. Thesis Directed By: DR. PAUL ALBERTUS, DEPARTMENT OF CHEMICAL AND BIOMOLECULAR ENGINEERING. The rising demand for renewable energy and electric transportation has increased the need for advanced and safer battery technologies. Conventional lithium – ion batteries face limitations in energy density and safety risks due to the reaction of oxygen from the decomposed cathodes with other battery components, which can cause thermal runaway, leading to fires or explosions. Solid – state batteries, which use a solid electrolyte, offer a promising solution by potentially improving both energy density and safety. This study focuses on the thermal behavior and heat generation of anode – cathode – electrolyte (ACE) (Li / LPSCl / NMC811) solid-state batteries using differential scanning calorimetry (DSC). The results show significant heat generation, ranging from 4000 to 5400 J/g NMC811, with a corresponding adiabatic temperature rise of 1300 – 1750 ℃. When small amounts of liquid electrolyte are added, the onset temperature is lowered, and the heat release shifts to higher temperatures. However, the total heat generation remains within a similar range. These findings provide insights into the thermal stability of all – solid – state batteries , and solid – state batteries with small amount of liquid electrolyte, contributing to the development of safer and higher energy density energy storage systems. QUANTITATIVE UNDERSTANDING OF TEMPERATURE RISE AND SAFETY IN HIGH – ENERGY SOLID – STATE BATTERIES. by Taiwo Oladapo Ogundipe Thesis submitted to the Faculty of the Graduate School of the University of Maryland, College Park, in partial fulfillment of the requirements for the degree of Master of Science [2024] Advisory Committee: Professor Paul Albertus, Chair Professor Peter Kofinas Professor Chunsheng Wang © Copyright by Taiwo Oladapo Ogundipe 2024 ii Acknowledgements I would like to express my deepest gratitude to my advisor, Dr. Paul Albertus, for his invaluable guidance, (financial) support, and mentorship throughout this research journey. His deep knowledge and insightful feedback have been instrumental in shaping my work, and I am grateful for the opportunities he has provided me to grow both academically and professionally. A special thanks goes to Bhuvsmita Bhargava, Zixuan Wang, and Karl Larson, whose contributions to various aspects of this research were immensely helpful. Your collaboration, technical support, and insights made a significant difference, and I truly appreciate your efforts. I am also deeply thankful to all my colleagues and lab members for their support and assistance during this research. Working alongside such talented and supportive individuals was a privilege, and your willingness to offer advice, troubleshoot challenges, and share knowledge has been a constant source of encouragement. To my family and friends, your unwavering support and understanding have been a source of strength and motivation. Thank you for believing in me and encouraging me throughout this journey. Lastly, I am grateful to Ford, the Center for Research in Extreme Batteries (CREB), and the University of Maryland College Park for the resources, funding, and state – of – the – art laboratory facilities that made this research possible. This work would not have been accomplished without the technical infrastructure and support provided. This iii thesis is the result of a collective effort, and I am deeply thankful to everyone who played a role in its completion. iv Table of Contents Acknowledgements ...................................................................................................... ii Table of Contents ........................................................................................................ iv List of Tables ............................................................................................................... vi List of Figures ............................................................................................................. vii List of Abbreviations ................................................................................................. viii Chapter 1: Introduction ................................................................................................. 1 1.1. Background on Solid – state Battery Safety ...................................................... 1 1.1.1. NMC Cathode Materials .............................................................................. 3 1.1.2. Argyrodite solid electrolyte .......................................................................... 5 1.1.3. High – capacity Anodes ............................................................................... 6 1.2. Introduction to Differential Scanning Calorimetry (DSC) Measurements ........ 7 1.3. Literature Review . ............................................................................................. 8 1.4. Thesis Focus .................................................................................................... 10 Chapter 2: Methodology ............................................................................................. 12 2.1. Materials Preparation ....................................................................................... 12 2.2. Split Cell Preparation ....................................................................................... 13 2.3. Anode – Cathode – Electrolyte (ACE) Sample Preparation ............................ 13 2.4. Differential Scanning Calorimetry Measurements .......................................... 14 2.5. Method of Integration ...................................................................................... 15 Chapter 3: Results and Discussion ............................................................................. 17 3.1. Component DSC Results ................................................................................. 17 3.1.1. Li0.2NMC811 cathode sheet ...................................................................... 17 3.1.2. LPSCl Shard ............................................................................................. 17 3.1.3. Li0.2NMC811 cathode sheet + LPSCl Shard ............................................ 19 3.1.4. Liquid electrolyte (LiPF6 in EC: DEC: 1:1 v/v) . .................................... 19 3.1.5. Li0.2NMC811 cathode sheet + Liquid Electrolyte ................................... 22 3.1.6. Li metal ..................................................................................................... 23 3.1.7. Li metal + LPSCl Shard ........................................................................... 23 3.2. ACE Sample DSC Results ............................................................................... 24 3.2.1. ACE Sample (NMC811 + Hot – pressed LPSCl + Li metal) ................... 24 3.2.2. ACE Sample (NMC811 + Cold – pressed LPSCl + Li metal) .................. 26 3.3. Effect of Liquid Electrolyte on the Heat Generation ....................................... 27 Chapter 4: Conclusion ................................................................................................ 31 4.1. Results Summary ............................................................................................. 31 4.2. Limitations to Current Work ........................................................................... 32 4.3. Recommendations and Future Work .............................................................. 33 Appendices ................................................................................................................. 34 A.1: Sample MATLAB Algorithms for fitting and integrating raw DSC heat flow data .............................................................................................................................. 34 A.2: DSC heat flow of LPSCl shard. Reproduced from 24 ...................................... 38 A.3: DSC heat flow of 1M LiPF6 in EC:DEC (1:1 v/v). Reproduced from Roth et al.25 .............................................................................................................................. 39 v A.4: DSC heat flow of 1M LiPF6 in EC:DEC (1:1 v/v). Reproduced from Wang et al.26 .............................................................................................................................. 39 A.5: Calculations to determine the maximum volume of liquid electrolyte used in ACE samples . ............................................................................................................. 40 Bibliography .............................................................................................................. 42 vi List of Tables Table 1: Comparison of the onset temperature, heat release, and adiabatic temperature rise of different battery chemistries …………………………………………………..30 vii List of Figures Figure 1.1: Conventional Lithium – ion Battery …………………………………….. 2 Figure 1.2: Mass spectrometry profiles of different NMC cathodes with varying nickel contents ………………………………………………………………………………. 4 Figure 1.3: Challenges of nickel rich – NMC cathode materials ……………………. 4 Figure 1.4: Challenges and improvement strategies of lithium metal anode material ………………………………………………………………………………. 7 Figure 1.5: Schematic diagram of a differential scanning calorimetry ……………… 8 Figure 1.6: Thermal stability and optical images of the solid-state pouch cell at 0% and 100% SOC …………………………………………………………………………… 9 Figure 1.7: An overview of my research …………………………………………… 11 Figure 2.1: Li6PS5Cl sulfide solid electrolyte pellet (0.870 mm thick and 0.5 – inch diameter) ……………………………………………………………………………. 12 Figure 2.2: ACE Sample Setup …………………...………………………………... 15 Figure 2.3: (a). Variations in the raw empty pan baselines. (b). Raw heat flow and the Baseline – corrected heat flow ……………………………………………………… 16 Figure 3.1: Raw DSC result of Li0.2NMC811 cathode sheet ………………………. 18 Figure 3.2: Raw DSC result of LPSCl shard ……………………………………….. 18 Figure 3.3: (a) Baseline – corrected DSC result of Li0.2NMC811 cathode sheet + LPSCl Shard. (b) Comparison with Li0.2NMC811 cathode sheet only. (c) Integrated area of Li0.2NMC811 cathode sheet + LPSCl Shard ………………………………... 20 Figure 3.4: (a) Baseline – corrected DSC result of the liquid electrolyte. (b) Integrated DSC result of the liquid electrolyte …………………………………………………. 21 Figure 3.5: (a). Raw DSC result of the Li0.2NMC811 cathode sheet with liquid electrolyte. (b) Raw DSC result of the comparison of Li0.2NMC811 sheets with (Li0.2NMC811 sheets + liquid electrolyte) ………………………………………….. 22 Figure 3.6. Raw DSC result of the Li metal ………………………………………... 23 Figure 3.7: Raw DSC result of the reaction of lithium with LPSCl shard …………. 24 Figure 3.8: (a) Baseline – corrected DSC result of the ACE sample with hot – pressed LPSCl shard. (b) Cumulative heat flow of the ACE sample ………………………... 25 Figure 3.9: (a). Baseline – corrected DSC result of the ACE sample with hot – pressed LPSCl shard. (b). Cumulative heat flow of the ACE sample ……………………….. 26 Figure 3.10: Baseline – corrected DSC result of the ACE sample with varying amounts of liquid electrolyte ………………………………………………………………..... 27 Figure 3.11: Raw DSC result of the ACE sample (a) without and (b) with 0.5 µL liquid electrolyte …………………………………………………………..………………. 28 viii List of Abbreviations ACE – Anode – Cathode – Electrolyte ARC – Accelerated Rate Calorimetry ASSB – All – Solid – State – Battery CC – Constant Current CV – Constant Voltage DEC – Diethyl Carbonate DSC – Differential Scanning Calorimetry EC – Ethyl Carbonate EV – Electric Vehicle LE – Liquid Electrolyte LiBs – Lithium-ion Batteries LPSCl – Lithium Thiophosphate (Li6PS5Cl) MS – Mass Spectrometry NMC – Nickel Manganese Cobalt Oxide (LiNixMnyCo1-x-yO2) PVDF – Polyvinylidene Fluoride SE – Solid Electrolyte SSE – Solid – State Electrolyte TGA – Thermal Gravimetric Analysis XRD – X – ray Diffraction XPS – X – ray Spectrometry 1 Chapter 1: Introduction 1.1. Background on Solid – state Battery Safety. Lithium-ion batteries (LIBs) have emerged as one of the most extensively used energy storage systems, playing a crucial role in powering various technologies ranging from personal electronics like cellphones and laptops to large – scale applications, such as electric vehicles (EVs) and grid storage.1 (Note: all acronyms are defined in the List of Abbreviations above). The basic structure of a conventional lithium – ion battery consists of an anode typically made of graphite, a cathode composed of lithium metal oxides, a separator, and a liquid organic electrolyte containing lithium salt that facilitates the movement of lithium ions between the electrodes during charge and discharge cycles,2 as shown in Figure 1.1. As the world increasingly shifts towards renewable energy sources and electric transportation to mitigate the effects of climate change, the demand for advanced battery technologies has surged dramatically. It is projected that global battery demand will continue to rise exponentially in the coming decades, primarily due to the increased adoption of EVs and the need for large – scale energy storage solutions.3 However, despite their widespread use, conventional lithium – ion batteries have limited energy density (the amount of energy stored per unit volume or mass). Moreover, they pose safety concerns as the liquid electrolytes are flammable and prone to leakage.4 Battery safety is important to prevent the release of gases within the cell as a result of overcharging, damage, or overheating, which can lead to combustion, rupture, or thermal runaway where the temperatures exceed 500°C. To address these challenges, current research is focused on developing new battery 2 materials that offer higher energy densities to deliver longer ranges and improved safety. Figure 1.1: Conventional Lithium-ion Battery. Reproduced from 2. More research is also focused on developing high energy density cathode materials and high – capacity anode materials which can store more energy. Solid – state batteries, which replace the liquid electrolyte in conventional Li – ion batteries with a solid electrolyte, are seen as a good alternative as the solid electrolyte is assumed to address many of the safety concerns associated with liquid electrolytes, reducing the risk of thermal runaway and improving the safety of the battery. However, solid – state batteries still show substantial safety challenges. While solid state batteries offer increased energy density, the high – capacity cathodes are more prone to thermal instability, posing a higher risk of heat generation during thermal runaway.5 3 1.1.1. NMC Cathode Materials. Lithium nickel manganese cobalt oxide, LiNixMnyCo1-x-yO2 (NMC), is recognized as a highly promising cathode material for next – generation batteries, offering a high specific capacity of approximately 200 mAh g–1 and a moderately high average discharge potential of around 3.8 V vs Li+ / Li. Among these, Ni – rich NMC cathodes (x > 0.5), especially LiNi0.8Mn0.1Co0.1O2 (NMC811), are attractive for their increased energy density due to higher nickel content. However, the increased nickel content also increased the reactivity of the cathodes due to the instability of nickel ions at higher temperatures, triggering oxygen release that causes exothermic reactions and making it thermally unstable.6 Bak et al investigated the thermal stability of NMC cathode materials with varying nickel contents using Time – Resolved X-ray diffraction (TR – XRD) and mass spectrometry (MS) up to 600 °C. The results showed that thermal stability of the NMC sheets decreases with increasing nickel content. Specifically, NMC811, which has the highest nickel content among the tested NMC samples, shows the lowest onset temperature for phase transitions and a sharper peak in oxygen release compared to NMC materials with lower nickel content due to the instability of nickel as it undergoes a rapid reduction from Ni4+ to Ni2+ during thermal decomposition,7 as shown in Figure 1.2. Furthermore, the effect of varying Ni contents on the electrochemical properties and thermal stability of NMC cathode sheets was studied. It was found that increasing nickel content led to a reduction in the thermal stability and capacity retention of the NMC materials.8 Also, Ni – rich NMCs exhibit poorer chemical stability under ambient conditions, and experience side reactions with the electrolyte at high voltages.9 At about 170 °C, the NMC cathode materials start to 4 decompose and release oxygen, which reacts with electrolyte, resulting in exothermic reactions and potential thermal runaway of LIBs10 (Figure 1.3). Figure 1.2: Mass spectrometry profiles of different NMC cathodes with varying nickel contents. Reproduced from 7. Figure 1.3: Challenges of nickel rich – NMC cathode materials. Reproduced from 9. 5 1.1.2. Argyrodite solid electrolyte. Liquid electrolytes (LEs) used in traditional LIBs are flammable, which pose safety issues and limit the operation temperature range of LIBs. These limitations necessitate the development of safer alternatives, leading to the adoption of solid electrolytes, which offer potentially enhanced safety and performance. Recent research has increasingly focused on inorganic solid electrolytes, including sulfides, hydrides, oxides, nitrides, and phosphates. Among these, sulfide – based solid electrolytes have attracted significant attention due to their exceptional ionic conductivity, often surpassing 10⁻3 S / cm at room temperature, distinguishing them from other types of solid electrolyte.11 One of the key advantages of sulfide solid-state electrolytes (SSEs) is their lower Young’s modulus, which results in reduced stress formation and minimized contact loss during volume changes in cell operation. However, sulfide SSEs generally have lower chemical stability compared to oxides and are highly sensitive to atmospheric conditions, leading to a rapid decline in ionic conductivity when exposed to air. As a result, sulfide electrolytes are typically handled in inert – gas – filled gloveboxes to prevent degradation.12 Among the types of solid electrolytes, argyrodites have emerged as a promising class due to their high ionic conductivity at room temperature, low cost and good compatibility towards lithium metal.13 Argyrodite – structured sulfide solid electrolytes, such as Li6PS5X (X = Cl, Br), have become the dominant choice for all – solid – state battery fabrication due to their exceptional lithium – ion conductivities, reaching up to 2.4 mS·cm−1 at room temperature,13 making them among the most promising solid-state electrolytes for next-generation solid-state batteries.14 6 1.1.3. High – capacity Anodes. High – capacity anode materials are crucial for advancing lithium – ion batteries, especially as demand for high – performance batteries grow for electric vehicles (EVs) and portable electronics. Traditional Li – ion batteries use graphite as the anode material due to its stable electrochemical performance, but the theoretical specific capacity of the graphite anode material (372 mAh/g) limits its potential for Li – ion batteries.15 Unlike graphite which store lithium ions within its structure, lithium metal anode uses lithium in its metallic form with a theoretical specific capacity of 3860 mAh/g and an ultra – low redox potential of – 3.04 V versus the standard hydrogen electrode, making it a highly promising anode material for achieving extremely high energy density batteries.16 However, one of the major problems with Li anode is that it forms dendrites (needle – like lithium deposits that can grow during charging cycles), and penetrates the separator between the anode and cathode, causing short circuits and potentially leading to thermal runaway17 (Figure 1.4). Silicon is another promising high – capacity anode material used for batteries due to its extraordinary theoretical capacity of about 4200 mAh/g, which is more than ten times that of conventional graphite anodes.18 This significant capacity could dramatically increase the energy density of Li – ion batteries, enabling longer driving ranges for EVs, extended battery life for electronic devices, and more efficient energy storage solutions. However, silicon causes large volume expansion during lithiation, causing the silicon particles to fracture, and leading to rapid capacity degradation over repeated charge – discharge cycles.19 7 Figure 1.4: Challenges and improvement strategies of lithium metal anode material. Reproduced from 20. 1.2. Introduction to Differential Scanning Calorimetry (DSC) Measurements. Differential Scanning Calorimetry (DSC) is a widely utilized thermal analysis technique that provides valuable insights into thermal transitions (endothermic or exothermic), including solid – solid and solid – liquid transitions of the components of a cell. By measuring the heat absorbed or released by a material as a function of temperature or time, DSC allows for the precise characterization of thermal properties and behaviors in different materials.21 In our heat flux DSC setup, the analysis takes place within a chamber containing two pans isolated from the surrounding environment. One pan holds the sample to be analyzed, while the other pan remains 8 empty and serves as a reference. Both pans are placed on top of two areal thermocouples to measure the temperature changes on both pans, and heated in the chamber through a gas flow stream. As the temperature changes at a constant rate, heat is transferred to the sample and reference, as shown in Figure 1.5, and the heat flow is calculated from the temperature difference between the two pans.22 The DSC analysis can give valuable information such as the total heat released, onset temperature, and the thermal transitions of the sample in the DSC pans. Figure 1.5: Schematic diagram of a differential scanning calorimetry. Reproduced from 22. 1.3. Literature Review. Few studies have been conducted to investigate the thermal runaway of solid – state batteries. Yang et al investigated the thermal stability and oxygen – induced thermal runaway mechanisms in a 3.8 Ah pouch cell comprising lithium metal anode, a 9 Li6PS5Cl solid-state electrolyte, and LiNi0.5Mn0.3Co0.2O2 (NMC532) cathode, using extended-volume accelerating rate calorimetry at 0% and 100% state – of – charge (SOC). At 0% SOC, the cells exhibit high thermal stability, showing only slight self- heating without thermal runaway, due to the formation of a passivating LiCl layer, which results from the mild reaction between lithium metal and the Li6PS5Cl electrolyte, limiting further reactions. However, at 100% SOC, thermal runaway occurs at temperatures above 275°C due to the reaction between oxygen released by the decomposing cathode and the solid – state electrolyte (Figure 1.6), while the lithium metal anode itself plays a secondary role, reacting only after the initial runaway is triggered.23 Figure 1.6: Thermal stability and optical images of the solid-state pouch cell at 0% and 100% SOC. Reproduced from 23. 10 Also, Rui et al,24 explored the thermal runaway mechanisms of sulfide – based all – solid – state – batteries (ASSBs) by investigating two distinct thermal runaway pathways (gas – solid reactions and solid – solid reactions) by using different sulfide solid electrolytes: glassy – ceramic SEs (such as Li3PS4 and Li7P3S11) and crystalline SEs (such as Li6PS5Cl and Li10GeP2S12). Results showed that the glassy – ceramic SEs undergo gas – solid reactions at around 200°C, triggered by the release of oxygen from the NMC cathode, resulting in substantial heat and toxic sulfur dioxide (SO2) gas generation. On the other hand, crystalline SEs remain stable against oxygen up to around 200°C but react with the decomposed products of the NMC cathode, such as transition – metal oxides and very little SO2 gas, to give a solid – solid reaction pathway. Differential scanning calorimetry – mass spectrometry (DSC – MS) and other characterizations were used to validate the thermal runaway mechanisms. The gas – solid reaction pathway (observed in glassy – ceramic SEs) is characterized by the direct oxidation of the SE by oxygen released from the NMC cathode, producing SO2 and substantial heat. In contrast, the solid – solid reaction pathway (observed in crystalline SEs) involves reactions with the solid decomposition products of the NMC cathode, resulting in different thermal failure behaviors. 1.4. Thesis Focus. This thesis investigates the thermal runaway mechanism, reaction pathways, and the temperature rise in solid-state batteries, especially Li / Li6PS5Cl / NMC811 anode – cathode – electrolyte (ACE) samples using the differential scanning calorimetry (DSC). By examining the thermochemistry of these samples, the research aims to elucidate the 11 reaction pathways, and the temperature rise that leads to thermal runaway, a critical safety concern in solid – state battery technology. Furthermore, this thesis also explores the effect of small amounts of liquid electrolyte on the thermal behavior of these solid- state batteries, as shown in Figure 1.7. The findings from this research contribute to the broader knowledge base necessary for the development of safer and more efficient energy storage systems, particularly in applications where high energy density and thermal stability are paramount. Figure 1.7: An overview of my research. 12 Chapter 2: Methodology 2.1. Materials Preparation. Lithium Nickel Manganese Cobalt Oxide (LiNi0.8Mn0.1Co0.1O2) cathode sheets, commonly referred to NMC811 cathode, with a composition of 90% active material, 5% PVDF binder, and 5% conductive carbon, were purchased from NEI corporation and stored in the glovebox. Li metal sheets and ingots were purchased from MSE Supplies and Sigma Aldrich, respectively. The lithium ingots were stored in mineral oil to avoid being oxidized. Argyrodite Li6PS5Cl sulfide solid electrolyte powders, commonly referred to as LPSCl were purchased from Ampcera with particle size of ~1 µm, as shown in Figure 2.1. The powders were hot pressed (at 150 °C and 300 MPa for one hour) and cold pressed (at 20 °C and 300MPa for about ten minutes) in a 18mm custom made die, with a density of ~1.63 g/cm3. The LPSCl pellets were fractured to obtain shards for DSC pans. Celgard separators were purchased from Celgard, and used in their pristine form. Figure 2.1: Li6PS5Cl sulfide solid electrolyte pellet (0.870 mm thick and 0.5 – inch diameter). 13 2.2. Split Cell Preparation. The split cell preparation was carried out in the glovebox. The purchased NMC811 cathode sheets, aluminum foils, and Lithium metal foils were punched into 18 mm diameter sheets. The Celgard separator was punched into 20 mm diameter sheet to adequately prevent contact of the anode and cathode materials. Both sides of the Lithium metal foil were scrapped to remove any oxidized layer deposited on the metal foil. The materials were layered into the split cell device in the following order from top to bottom: one sheet of the LiNi0.8Mn0.1Co0.1O2 sheets (with the current collector facing up), the Celgard separator, the Lithium metal disk, and the aluminum current collector. 4 – 5 drops of 1M LiPF6 in EC/DEC (1:1 v/v) electrolyte was added on the lithium metal disk and on the Celgard separator. The NMC811 cathode sheet was charged CC / CV to 4.3 V vs Li+ / Li in the split cell device to a lithium content of 0.2. The cathode sheet was removed from the split cell, rinsed with diethyl carbonate (DEC) about 10 times and dried at 70 °C in an oven under vacuum overnight to remove the liquid electrolyte salts. 2.3. Anode – Cathode – Electrolyte (ACE) Sample Preparation. For the ACE sample preparation, two 4 mm diameter cathode sheets were used for the DSC tests. The ACE samples were assembled in a hermetically sealed stainless – steel pan (rated up to 200 bar), with around 0.15 mg lithium (cut from bulk lithium ingot) put at the base of the pan, followed by ~11 mg of LPSCl shard, and two sheets of the Li0.2NMC811 (~ 4 mg with the current collectors facing down), as shown in Figure 2.2. Two sheets were used to match the capacity ratio of the lithium anode (N : P ratio of 14 1 : 1). The mass of the LPSCl shard used is very important because it reacts with other components of the cell up to 550 °C. Furthermore, the effect of liquid electrolyte on the ACE samples were also determined. In this case, varying amount of liquid electrolyte (0.1 µL, 0.5 µL, and 1 µL) were added to the top of the Li0.2NMC811 sheet in the ACE sample assembly. The maximum volume of liquid electrolyte added was calculated based on the total volume of ACE samples within the DSC pan. To avoid exceeding the pan’s maximum operating pressure, 20% of the remaining volume was allocated for the liquid electrolyte, accounting for the evolved gases from the thermal decomposition of ACE samples, which also contribute to pressure buildup. This limits the maximum liquid electrolyte volume to ~ 2 µL. The calculations are shown in Appendix A.5. In addition, a single cathode sheet has a capacity of about 0.25 mAh. As a commercial Li – ion cell (with a porous anode and separator, in addition to cathode) has an electrolyte : capacity ratio of about 1.3 g / Ah, that would translate to about 0.65 mg of electrolyte within our DSC pans (for two cathode sheets), or about 0.5 µL. Hence, the tests with 0.5 µL roughly match the electrolyte : capacity ratio expected in a cathode sheet alone. 2.4. Differential Scanning Calorimetry Measurements. The sample and reference DSC pans were placed in the DSC equipment. The stainless – steel DSC pans were initially equilibrated at 40 °C for 15 minutes to ensure thermal uniformity. 15 Figure 2.2: ACE Sample setup. After equilibration, the pans were gradually heated to 550 °C at a ramp rate of 2°C / min to allow for the accurate measurement of the thermal transitions across the specified temperature range and minimize the effect of thermal lags from the pan on the measured heat, as the sample mass is very small compared to the pan mass. 2.5. Method of Integration. To estimate the total heat released based on the variation in the different empty pan baselines (Figure 2.3a), the raw DSC heat flow is not subtracted from empty pan baseline. Instead, multiple points from the no – heat region of the raw heat flow curves are selected and fitted using the MATLAB algorithms I developed to form an integration baseline (Appendix A.1). This baseline is then used to correct the heat flow data, as shown in Figure 2.3b. Subsequently, the baseline – corrected heat flow is integrated across the exothermic regions to calculate the total heat released. 16 Figure 2.3: (a). Variations in the raw empty pan baselines. (b). Raw heat flow and the baseline – corrected heat flow. 17 Chapter 3: Results and Discussion 3.1. Component DSC Results Conducting differential scanning calorimetry (DSC) tests for all components of the cell is important before performing the ACE sample DSC analyses to provide a comprehensive understanding of the thermal properties of each component, such as melting points, glass transition temperatures, and decomposition behavior, and predict how the materials behave when combined in an ACE sample. The DSC results (with the normalized figures) of the components are explained below. 3.1.1. Li0.2NMC811 cathode sheet Two 18 mm diameter sheets of Li0.2NMC811 (with current collector facing down) were placed in a sealed DSC pan. Two DSC replicate tests were performed at a heating rate of 2 ℃ / min from 40 ℃ to 550 ℃. From Figure 3.1, there are exothermic peaks around 200 ℃, which are likely the decomposition of the cathode sheets. The exothermic peaks at 300 ℃ to 400 ℃ are likely from reactions of the oxygen from the decomposed Li0.2NMC811 with carbon. Although there is no exothermic peak around 400 ℃, it is expected that PVDF breakdown and following exothermic reactions might be present at this temperature and above. 3.1.2. LPSCl Shard Figure 3.2 shows three replicate DSC test results of LPSCl shard alone from 40 ℃ up to 550 ℃ at heating rates of 1 ℃ / min, 2 ℃ / min, and 4 ℃ / min, respectively. The LPSCl pellet was broken into shards and was sealed in a DSC pan. The result shows that LPSCl shows no obvious exothermic or endothermic peak up to 500 ℃, 18 highlighting its high thermal stability. Our result conforms with the results found in literature24 (Appendix A.2). Figure 3.1: Raw DSC result of Li0.2NMC811 cathode sheet. Figure 3.2: Raw DSC result of LPSCl shards. 19 3.1.3. Li0.2NMC811 cathode sheet + LPSCl Shard The DSC result of the three replicates of the component NMC811 + LPSCl shard is shown in Figure 3.3a. It is observed that, compared to the DSC result of Li0.2NMC811 only (Figure 3.3b), there is a large exotherm around 200 ℃ to 300 ℃, which is likely due to the reaction of the LPSCl with oxygen released from decomposed Li0.2NMC811, as seen in equation 1 (this gives reactants and products, but not exact stoichiometry): O2 + Li6PS5Cl → S, SO2, Li3PO4, LiCl (1) Also, at around 400℃, the PVDF in the Li0.2NMC811 cathode sheet breaks down, releasing hydrogen fluoride gas (HF), which can react with the products in equation (1) to form the possible products shown in equation (2). The total heat generation from 50 ℃ to 550 ℃ is around 3100 – 3400 J/g NMC811. HF + S + SO2 + Li3PO4 + LiCl → H2S, LiF, H3PO4, … (2) 3.1.4. Liquid electrolyte (LiPF6 in EC: DEC: 1:1 v/v). Figure 3.4 shows two replicates of the DSC result of 0.5 µL liquid electrolyte, LiPF6 in EC: DEC (1:1 v/v) only. A small endotherm was observed at around 250 ℃, followed by two successive exotherms at around 275 ℃ and 280 ℃, respectively. The endotherm around 250 ℃ is likely due to electrolyte salt decomposition (equation 3). At 275 ℃, DEC may react with PF5 from the decomposed LiPF6 (equations 4). The heat generation from 50 ℃ to 550 ℃ is around 65 J/g LE, as seen in Figure 3.4b. 20 Figure 3.3: (a) Baseline – corrected DSC result of Li0.2NMC811 cathode sheet + LPSCl Shard. (b) Comparison with Li0.2NMC811 cathode sheet only. (c) Integrated area of Li0.2NMC811 cathode sheet + LPSCl Shard. 21 LiPF6 → LiF + PF5 (3) C2H5OCOOC2H5 + PF5 → C2H5OCOOPF4 + HF + C2H4 (4) At 280 ℃, there may be a polymerization of EC, according to equation 5: (CH2O)2CO → [(CH2CH2O)n COO]m + CO2 (5) As a result, our result conforms to the results of Roth et al25 and Wang et al26, as shown in Appendix A.3 and A.4, respectively. Figure 3.4: (a) Baseline - corrected DSC result of the liquid electrolyte. (b) Integrated DSC result of the liquid electrolyte. 22 3.1.5. Li0.2NMC811 cathode sheet + Liquid Electrolyte Two replicates of the DSC test of Li0.2NMC811 cathode sheet + the liquid electrolyte were performed. The 0.5 µL LE was added on top of the two sheets of Li0.2NMC811, with the cathode current collectors facing down, in a closed stainless – steel DSC pan. The DSC test was performed at 2 ℃ / min, and compared with Li0.2NMC811 only with the result shown in Figure 3.5a. It is observed that the addition of the liquid electrolyte to the Li0.2NMC811 sheets led to bigger exotherms around 180 ℃ to 250 ℃ compared to Li0.2NMC81 only (Figure 3.5b), showing an increased heat production from the reaction of Li0.2NMC811 and LE. 23 Figure 3.5: (a). Raw DSC result of the Li0.2NMC811 cathode sheet with liquid electrolyte. (b) Raw DSC result of the comparison of Li0.2NMC811 sheets with (Li0.2NMC811 sheets + liquid electrolyte). 3.1.6. Li metal Figure 3.6 shows the DSC result of lithium metal at a heating rate of 2 ℃ / min, from 40 ℃ to 500 ℃. As seen in the figure, there is an endotherm at around 183 ℃, which shows the melting point of lithium. After the lithium melting, there was no endothermic or exothermic peak. Figure 3.6: Raw DSC result of the Li metal. 3.1.7. Li metal + LPSCl Shard Furthermore, the DSC tests for lithium ingot and LPSCl shard at 2 ℃ / min from 40 ℃ to 500 ℃ were performed. It was observed that there was no visible exothermic or endothermic peak throughout the test as shown in Figure 3.7, which indicates that there 24 is limited reactivity between the lithium metal and the LPSCl. This was also confirmed by Yang et al.23. Figure 3.7: Raw DSC result of the reaction of lithium with LPSCl shard. 3.2. ACE Sample DSC Results ACE sample DSC tests are essential in evaluating the combined thermal behavior of all the components. While component DSC tests provide insight into the thermal properties of each component, the ACE sample DSC analysis reveals how these materials interact when combined together. The DSC results of the ACE samples with hot – pressed and cold – pressed LPSCl shards are discussed below. 3.2.1. ACE Sample (NMC811 + Hot – pressed LPSCl + Li metal) 4 repeated runs of the DSC tests were performed for the ACE sample (Li / hot – pressed LPSCl / Li0.2NMC811) from 40 ℃ to 550 ℃ with a heating rate of 2 ℃ / min (Figure 3.8a) with their respective cumulative heat flows (Figure 3.8b). It is observed that after 25 the lithium melting around 180 ℃, there is a broad exothermic peak from around 200 ℃ to 350 ℃, which is likely due to the reactions between oxygen from decomposed Li0.2NMC811 and the hot – pressed LPSCl. However, there is no exothermic peak around 400 ℃ to 500 ℃ in the PVDF breakdown region, which may indicate there are no species still present that are able to undergo exothermic reactions with the PVDF breakdown products. Figure 3.8: (a) Baseline – corrected DSC result of the ACE sample with hot – pressed LPSCl shard. (b) Cumulative heat flow of the ACE sample. 26 3.2.2. ACE Sample (NMC811 + Cold – pressed LPSCl + Li metal) The hot – pressed LPSCl shard was replaced with cold – pressed LPSCl shards in the ACE sample to understand the effect of the heat treatment of the LPSCl pellet on the heat generation of the ACE sample. Two repeated DSC runs were performed. From Figure 3.9a, there is an exothermic peak immediately after lithium melting to around 400 ℃, compared to the hot – pressed LPSCl ACE sample, leading to similar heat generation. Figure 3.9b shows the cumulative heat flows of the ACE samples. Figure 3.9: (a). Baseline – corrected DSC result of the ACE samples with cold – pressed LPSCl shard. (b). Cumulative heat flow of the ACE samples. 27 3.3. Effect of Liquid Electrolyte on the Heat Generation Liquid electrolyte (1M LiPF6 (EC : DEC 1:1 v/v)) was added to the Li / hot – pressed LPSCl / NMC811 ACE sample to further understand its effect on the thermal runaway mechanism. Here, various amounts of the liquid electrolyte were added to the cathode active material in the closed DSC pan. Figure 3.10 shows the DSC result of the ACE samples with 0.1 µL, 0.5 µL, and 1 µL of liquid electrolyte, respectively. It is observed that there is an increase in the exothermic peak of the DSC result around 100 ℃ as the liquid electrolyte introduced increased. Also, there are exothermic peaks from around 180 ℃ to 350 ℃, which may be attributed to the reaction of the decomposed electrolyte with the decomposed product of the Li0.2NMC811 cathode sheets and LPSCl shard. At around 450 ℃, there is an exothermic peak, which is likely due to the PVDF breakdown and reaction with other decomposed products, which is not evident in the ACE samples without liquid electrolyte. Figure 3.10: Baseline – corrected DSC result of the ACE sample with varying amounts of liquid electrolyte. 28 To further understand the reaction mechanism, the DSC tests of the ACE samples (without and with 0.5 µL liquid electrolyte) were performed up to 350 ℃ with a lithium remelt test from 170 ℃ to 190 ℃. After the lithium remelt test, it is observed that the lithium has completely reacted with the other components at 350 ℃, for the ACE sample without liquid electrolyte (Figure 3.11a). However, for the ACE sample with 0.5 µL liquid electrolyte, only about 70% of the lithium metal has been consumed (Figure 3.11b). Figure 3.11: Raw DSC result of the ACE sample (a) without and (b) with 0.5 µL liquid electrolyte. 29 Based on the above results, it is observed that the addition of the liquid electrolyte lowers the onset temperature and shifts the heat release to higher temperatures, while the total heat released remains in a similar range. Compared to a Li – ion material set, the onset temperature is higher for the solid-state material sets, but the total heat release is similar, as shown in Table 1. For a 350 𝑊ℎ 𝑘𝑔 cell with 3.8 V, we have 92 Ah per 1000 gcell Assume 0.2 𝐴ℎ 𝑔𝑁𝑀𝐶811 = 330 𝑔𝑁𝑀𝐶811 per 1000 𝑔𝑐𝑒𝑙𝑙. For a heat generation of 4000 𝐽 𝑔𝑁𝑀𝐶811 , Therefore 4 𝑀𝐽 𝑔𝑁𝑀𝐶811 × 330 𝑔𝑁𝑀𝐶811 1000 𝑔𝑐𝑒𝑙𝑙 = 1320 𝐽 𝑔𝑐𝑒𝑙𝑙 Assuming the heat capacity is 1 𝐽 𝑔𝑐𝑒𝑙𝑙𝐾 , 4000 𝐽 𝑔𝑁𝑀𝐶811 = 1320 𝐽 𝑔𝑐𝑒𝑙𝑙 / 1 𝐽 𝑔𝑐𝑒𝑙𝑙𝐾 = 1320 ℃ The table below shows the comparison of the onset temperature, heat release, and adiabatic temperature rise of the tested ACE samples with and without liquid electrolyte. For the ACE samples with varying amount of liquid electrolyte, it is observed that the onset temperature of the ACE samples is lowered from ~ 190 ℃ to ~ 80 ℃ as the amount of added liquid electrolyte increases from 0.1 µL to 1 µL. However, the total heat released, and the adiabatic temperature rise are in the same range. For the ACE samples with hot – pressed and cold – pressed LPSCl, their onset temperatures remained the same. Moreover, their heat generation and adiabatic temperature rise are within the same range. Based on the results, it can be deduced that there is no obvious trend in how the amount of liquid electrolyte affects the total heat 30 release. The only effect of the liquid electrolyte appears to be a shift in heat release to higher temperatures. The significant variability in the heat flow results may indicate that the complexity of the ACE samples, including a large number of components and the importance of the lithium metal passivation, results in inherently stochastic reaction paths. Table 1: Comparison of the onset temperature, heat release, and adiabatic temperature rise of different battery chemistries. Battery Chemistries Onset Temperature of Exotherm (°C) Total Heat (J/gNMC811) ~50 °C to ~ 550 °C Adiabatic temperature rise (°C) Li / LPSCl / NMC811 (hot pressed LPSC) ~ 190 ℃ 4000 – 5300 1300 – 1750 Li / LPSCl / NMC811 (cold pressed LPSC) ~ 190 ℃ 4600 – 5300 1500 – 1750 Li / LPSCl / NMC811 + 1 µL LE ~ 80 ℃ 3500 – 5000 1150 – 1650 Li / LPSCl / NMC811 + 0.5 µL LE ~ 165 ℃ 2600 – 5400 860 – 1800 Li / LPSCl / NMC811 + 0.1 µL LE ~ 190 ℃ 3400 – 4300 1100 – 1400 31 Chapter 4: Conclusion 4.1. Results Summary The thermal runaway and quantitative heat generation in solid – state battery, especially the ACE (Li / hot – pressed LPSCl / NMC811) samples were investigated using the differential scanning calorimetry (DSC) tests. The DSC result of LPSCl alone showed no obvious exothermic or endothermic peak up to 500 ℃ highlighting its excellent thermal stability. However, when incorporated in an ACE sample, it reacts with oxygen from the decomposition Li0.2NMC811, resulting in a large exotherm around 200 ℃ to 350 ℃, giving a heat generation of around 4000 - 5300 J/g NMC811. When compared to an ACE sample with cold – pressed LPSCl (4600 – 5300 J/g NMC811), they are within the same range. To further understand the effect of liquid electrolyte on the thermal runaway of all – solid – state cells, small amounts of liquid electrolyte were added to the ACE samples. It is observed that the addition of the liquid electrolyte lowered the onset temperature and shifted the heat release to higher temperatures. However, the total heat generation remained within a similar range. Compared to a Li – ion material set, the onset temperature is higher for the solid-state material sets, but the total heat release is similar. This analysis highlights that while solid-state batteries offer enhanced performance due to their higher energy densities, they present significant safety concerns. As a result, they may not be as safe as traditional lithium – ion batteries, as their heat generation is higher. These findings are crucial for understanding the temperature rise, heat generation, and safety of solid – state batteries. 32 4.2. Limitations to Current Work This research presents some limitations that impact the comprehensiveness of the result findings. First, the reliance on Differential Scanning Calorimetry (DSC) only as the primary analytical tool limits the scope of data collection. While DSC is highly effective at measuring thermal transitions, it may not capture other critical factors, such as electrochemical reactions that also contribute to the thermal runaway of solid – state batteries. The results from the DSC measurements may not fully translate to large – format cells where external factors also influence the thermal behavior and safety. In a commercial cell, the cell layers are designed with optimized electrode and electrolyte configurations to facilitate efficient ion transport, enhancing electrochemical performance. Meanwhile, in a DSC pan, the layered configuration is not engineered for electrochemical processes, resulting in less efficient transport between layers. Also, the sensitivity of LPSCl to atmospheric exposure makes accurate post-calorimetry analysis (such as X-ray Photoelectron Spectroscopy (XPS) and X-ray Diffraction (XRD)) challenging. Another significant constraint in this study is the inability of our Differential Scanning Calorimetry (DSC) setup to perform gas chromatography-mass spectrometry (GC – MS) analysis of gases evolved during thermal decomposition. The DSC pans used in this research are hermetically sealed to prevent material loss during heating. While this ensures accurate thermal measurements, it limits the analysis of volatile gases released during thermal runaway, which are crucial for understanding the full decomposition reactions. Lastly, the laboratory environment used for this research differs from real – 33 world operating conditions. The controlled laboratory setting does not account for external factors which could significantly affect battery safety during operation in electric vehicles or grid – scale energy storage systems. 4.3. Recommendations and Future Work To address the limitations identified in this work, the following recommendations and future work are highlighted. Further post – calorimetry characterization techniques, such as in-situ XPS or XRD, should be employed to monitor real-time reactions within the battery, thus providing a clearer understanding of the degradation processes. To enhance the understanding of thermal runaway and reaction mechanisms, future research should incorporate Gas Chromatography-Mass Spectrometry (GC – MS) analysis with Differential Scanning Calorimetry (DSC). This would require a modification of the DSC setup, allowing for the collection and analysis of evolved gases during thermal decomposition. By coupling GC – MS with DSC, the study could identify critical gas – phase reactions that contribute to thermal runaway. Future research could also investigate the use of silicon anodes as a potential replacement for lithium metal in studying the thermal runaway behavior of ACE samples. Given the growing interest in silicon anodes for next – generation energy SSBs, incorporating them into future thermal runaway studies would be a logical step toward developing safer, high – performance solid – state batteries. 34 Appendices A.1: Sample MATLAB Algorithms for fitting and integrating raw DSC heat flow data. close all clear % ACE sample with 1uL LE MC_LE1 = readmatrix ('C:\Users\dapot\OneDrive\Documents\UMD PhD\Paul Albertus Group\joined\LPSC\2024\June 2024\MC with LE 1uL\2024-04-12 Full Microcell with 1uL LE.csv'); MC_LE2 = readmatrix ('C:\Users\dapot\OneDrive\Documents\UMD PhD\Paul Albertus Group\joined\LPSC\2024\June 2024\MC with LE 1uL\2024-05-22 Full Microcell 1 w LE 1uL DSC2A-02873.csv'); MC_LE3 = readmatrix ('C:\Users\dapot\OneDrive\Documents\UMD PhD\Paul Albertus Group\joined\LPSC\2024\June 2024\MC with LE 1uL\2024-05-22 Full Microcell 2 w LE 1uL DSC2A-02873.csv'); total_mass = [14.972; 16.792; 16.229]; MC_LE1 (:,3) = MC_LE1 (:, 3).*(total_mass (1)); %mW MC_LE2 (:,3) = MC_LE2 (:, 3).*(total_mass (2)); %mW MC_LE3 (:,3) = MC_LE3 (:, 3).*(total_mass(3)); %mW figure (1) plot (MC_LE1(17:153016,2), MC_LE1(17:153016,3)); a(1) = 3402; a(2) = 85631; a(3) = 152996; nmc_f = polyfit ([MC_LE1(a(1),2); MC_LE1(a(2),2); MC_LE1(a(3),2)],[MC_LE1(a(1),3); MC_LE1(a(2),3); MC_LE1(a(3),3)],2); nmc_f1 = polyval(nmc_f,MC_LE1(17:153016,2)); nmc_f2 = MC_LE1(17:153016,3) - nmc_f1; figure (2) plot (MC_LE2(18:153016,2), MC_LE2(18:153016,3)); b(1) = 4467; b(2) = 33241; b(3) = 129799; b(4) = 152920; nmc_fb = polyfit ([MC_LE2(b(1),2); MC_LE2(b(2),2); MC_LE2(b(3),2); MC_LE2(b(4),2)],[MC_LE2(b(1),3); MC_LE2(b(2),3); MC_LE2(b(3),3); MC_LE2(b(4),3)],2); nmc_fb1 = polyval(nmc_fb,MC_LE2(18:153016,2)); nmc_fb2 = MC_LE2(18:153016,3) - nmc_fb1; figure (3) plot (MC_LE3(18:153017,2),MC_LE3(18:153017,3)); c(1) = 3487; c(2) = 26264; c(3) = 51229; c(4) = 86712; c(5) = 152298; nmc_fc = polyfit ([MC_LE3(c(1),2); MC_LE3(c(2),2); MC_LE3(c(3),2); MC_LE3(c(4),2); MC_LE3(c(5),2)],[MC_LE3(c(1),3); MC_LE3(c(2),3); MC_LE3(c(3),3); MC_LE3(c(4),3); MC_LE3(c(5),3)],4); nmc_fc1 = polyval(nmc_fc,MC_LE3(18:153017,2)); nmc_fc2 = MC_LE3 (18:153017,3) - nmc_fc1; 35 figure (1) plot (MC_LE1(17:153016,2),nmc_f2); a(6) = 3565; a(7) = 43066; a(8) = 85631; a(9)= 152996; Area_A = trapz(MC_LE1 (a(6): a(9),2), nmc_f2 (a(6): a(9),1) - nmc_f2 (a(6),1)).*(30/(4.011*0.7)); Area1a = trapz(MC_LE1 (a(6): a(7),2), nmc_f2 (a(6): a(7),1) - nmc_f2 (a(6),1)).*(30/(4.011*0.7)); Area1b = trapz(MC_LE1 (a(7): a(8),2), nmc_f2 (a(7): a(8),1) - nmc_f2 (a(6),1)).*(30/(4.011*0.7)); Area1c = trapz(MC_LE1 (a(8): a(9),2), nmc_f2 (a(8): a(9),1) - nmc_f2 (a(6),1)).*(30/(4.011*0.7)); figure (2) plot (MC_LE2(18:153016,2),nmc_fb2); b(6) = 7758; b(7) = 42815; b(8)= 129799; b(9) = 152995; Area_B = trapz(MC_LE2 (b(6): b(9),2), nmc_fb2 (b(6): b(9),1) - nmc_fb2 (b(6),1)).*(30/(3.912*0.7)); Area2a = trapz(MC_LE2 (b(6): b(7),2), nmc_fb2 (b(6): b(7),1) - nmc_fb2 (b(6),1)).*(30/(3.912*0.7)); Area2b = trapz(MC_LE2 (b(7): b(8),2), nmc_fb2 (b(7): b(8),1) - nmc_fb2 (b(6),1)).*(30/(3.912*0.7)); Area2c = trapz(MC_LE2 (b(8): b(9),2), nmc_fb2 (b(8): b(9),1) - nmc_fb2 (b(6),1)).*(30/(3.912*0.7)); figure (3) plot (MC_LE3(18:153017,2), nmc_fc2); c(6) = 6088; c(7) = 42839; c(8) = 85371; c(9) = 152146; Area_C = trapz (MC_LE3 (c(6): c(9),2), nmc_fc2 (c(6): c(9),1) - nmc_fc2 (c(6),1)).*(30/(3.858*0.7)); Area3a = trapz (MC_LE3 (c(6): c(7),2), nmc_fc2 (c(6): c(7),1) - nmc_fc2 (c(6),1)).*(30/(3.858*0.7)); Area3b = trapz (MC_LE3 (c(7): c(8),2), nmc_fc2 (c(7): c(8),1) - nmc_fc2 (c(6),1)).*(30/(3.858*0.7)); Area3c = trapz (MC_LE3 (c(8): c(9),2), nmc_fc2 (c(8): c(9),1) - nmc_fc2 (c(6),1)).*(30/(3.858*0.7)); figure (1) plot (MC_LE1(17:153000,2), (nmc_f2 (17:153000,1) - nmc_f2 (a(2),1)) ./(4.011*0.7), 'b', 'linewidth',1); xlabel ('Temperature (℃)', 'fontsize', 20); ylabel ('Heat flow W/g_{(NMC811)}', 'fontsize', 20); hold on area (MC_LE1 (a(6): a(7),2), (nmc_f2 (a(6): a(7),1) - nmc_f2 (a(6),1))./(4.011*0.7)); area (MC_LE1 (a(7): a(8),2), (nmc_f2 (a(7): a(8),1) - nmc_f2 (a(6),1))./(4.011*0.7)); area (MC_LE1 (a(8): a(9),2), (nmc_f2 (a(8): a(9),1) - nmc_f2 (a(6),1))./(4.011*0.7)); ax=gca; ax.FontSize=30; ylim ([-0.5, 4]); xticks(0:50:550); legend ('Full Microcell 1 + 1 µL LE (2℃/min)'); 36 % Convert heat flow (mW) to J/g by integrating and dividing by heating rate (assuming 2°C/min) heating_rate = 2 / 60; % °C/s cum_energyA = cumtrapz(MC_LE1(17:153016, 2), nmc_f2) / (4.011 * 0.7 * heating_rate); % Plot the cumulative energy vs temperature figure (2) plot(MC_LE1(17:153016, 2), cum_energyA, 'b', 'linewidth', 1); xlabel ('Temperature (℃)', 'fontsize', 20); ylabel ('Cummulative Heat flow J/g_{(NMC811)}', 'fontsize', 20); ax=gca; ax.FontSize=30; yticks(0:500:6000); xticks(0:50:550); legend ('Cumulative Heat Flow J/g for MC1 + 1 µL LE'); figure (3) plot (MC_LE2(18:152999,2), (nmc_fb2 (18:152999,1) - nmc_fb2 (b(2),1)) ./(3.912*0.7), 'r', 'linewidth',1); xlabel ('Temperature (℃)', 'fontsize', 20); ylabel ('Heat flow W/g_{(NMC811)}', 'fontsize', 20); hold on area (MC_LE2 (b(6): b(7),2), (nmc_fb2 (b(6): b(7),1) - nmc_fb2 (b(6),1))./(3.912*0.7)); area (MC_LE2 (b(7): b(8),2), (nmc_fb2 (b(7): b(8),1) - nmc_fb2 (b(6),1))./(3.912*0.7)); area (MC_LE2 (b(8): b(9),2), (nmc_fb2 (b(8): b(9),1) - nmc_fb2 (b(6),1))./(3.912*0.7)); ax=gca; ax.FontSize=30; ylim ([-0.5, 4]); xticks(0:50:550); legend ('Full Microcell 2 + 1 µL LE (2℃/min)'); % Convert heat flow (mW) to J/g by integrating and dividing by heating rate (assuming 2°C/min) heating_rate = 2 / 60; % °C/s cum_energyB = cumtrapz(MC_LE2(18:153016, 2), nmc_fb2) / (3.912 * 0.7 * heating_rate); % Plot the cumulative energy vs temperature figure (4) plot(MC_LE2(18:153016, 2), cum_energyB, 'r', 'linewidth', 1); xlabel ('Temperature (℃)', 'fontsize', 20); ylabel ('Cummulative Heat flow J/g_{(NMC811)}', 'fontsize', 20); ax=gca; ax.FontSize=30; yticks(0:500:6000); xticks(0:50:550); legend ('Cumulative Heat Flow J/g for MC2 + 1 µL LE'); figure (5) plot (MC_LE3(18:152998,2), (nmc_fc2 (18:152998,1) - nmc_fc2 (c(2),1)) ./(3.858*0.7),'k', 'linewidth',1); 37 hold on area (MC_LE3(c(6): c(7),2), (nmc_fc2 (c(6): c(7),1) - nmc_fc2 (c(6),1))./(3.858*0.7)); area (MC_LE3(c(7): c(8),2), (nmc_fc2 (c(7): c(8),1) - nmc_fc2 (c(6),1))./(3.858*0.7)); area (MC_LE3(c(8): c(9),2), (nmc_fc2 (c(8): c(9),1) - nmc_fc2 (c(6),1))./(3.858*0.7)); xlabel ('Temperature (℃)', 'fontsize', 20); ylabel ('Heat flow W/g_{(NMC811)}', 'fontsize', 20); ax=gca; ax.FontSize=30; ylim ([-0.5, 4]); xticks(0:50:550); legend ('Full Microcell 3 + 1 µL LE (2℃/min)'); % Convert heat flow (mW) to J/g by integrating and dividing by heating rate (assuming 2°C/min) heating_rate = 2 / 60; % °C/s cumm_energyC = cumtrapz(MC_LE3(18:153017, 2), nmc_fc2) / (3.858 * 0.7 * heating_rate); % Plot the cumulative energy vs temperature figure (6) plot(MC_LE3(18:153017, 2), cumm_energyC, 'k', 'linewidth', 1); xlabel ('Temperature (℃)', 'fontsize', 20); ylabel ('Heat flow J/g_{(NMC811)}', 'fontsize', 20); ax=gca; ax.FontSize=30; yticks(0:500:6000); xticks(0:50:550); legend ('Cumulative Heat Flow J/g for MC3 + 1 µL LE'); figure (7) plot(MC_LE1(17:153016, 2), cum_energyA, 'b', 'linewidth', 1); hold on plot(MC_LE2(18:153016, 2), cum_energyB, 'r', 'linewidth', 1); hold on plot(MC_LE3(18:153017, 2), cumm_energyC, 'k', 'linewidth', 1); xlabel ('Temperature (℃)', 'fontsize', 20); ylabel ('Cummulative Heat flow J/g_{(NMC811)}', 'fontsize', 20); ax=gca; ax.FontSize=30; yticks(0:1000:7000); xticks(0:50:550); legend ('MC1 + 1 µL LE', 'MC2 + 1 µL LE', 'MC3 + 1 µL LE'); figure (8) plot (MC_LE1(17:153000,2), (nmc_f2 (17:153000,1) - nmc_f2 (a(2),1)) ./(4.011*0.7), 'b', 'linewidth',2); hold on plot (MC_LE2(18:152999,2), (nmc_fb2 (18:152999,1) - nmc_fb2 (b(2),1)) ./(3.912*0.7), 'r', 'linewidth',2); hold on plot (MC_LE3(18:152998,2), (nmc_fc2 (18:152998,1) - nmc_fc2 (c(2),1)) ./(3.858*0.7),'k', 'linewidth',2); xlabel ('Temperature (℃)', 'fontsize', 20); 38 ylabel ('Normalized Heat flow W/g_{(NMC811)}', 'fontsize', 20); ax=gca; ax.FontSize=30; ylim ([-1 5]); xticks(0:50:550); legend ('MC1 + 1 µL LE', 'MC2 + 1 µL LE', 'MC3 + 1 µL LE'); A.2: DSC heat flow of LPSCl shard. Reproduced from 24. 39 A.3: DSC heat flow of 1M LiPF6 in EC:DEC (1:1 v/v). Reproduced from Roth et al.25 A.4: DSC heat flow of 1M LiPF6 in EC:DEC (1:1 v/v). Reproduced from Wang et al.26 40 A.5: Calculations to determine the maximum volume of liquid electrolyte used in ACE samples. From the DSC pan specifications, the internal volume is 20 µL (0.02 cm3) and the maximum operating pressure is 217 bar. The mass of lithium used is ~ 0.2 mg (0.0002 g), and the density of lithium is 0.534 g / cm3 . Volume of lithium used = Mass of lithium / Density of lithium = 0.0002 g / 0.534 g/ cm3 = 0.0003745 cm3. The mass of LPSCl used is ~ 11 mg (0.011 g) and its density is 1.64 g cm-3. Therefore, volume of LPSCl used = Mass of LPSCl / Density of LPSCl = 0.011 g / 1.64 g cm-3 = 0.0067073 cm3. For the NMC811 used, the diameter is 4 mm (0.4 cm). The area of the NMC811 sheet used is 0.12568 cm3. The thickness of the current collector is 16 µm and the coating is 63 µm, total thickness is ~ 80 µm (0.008 cm). Volume = Area × Thickness = 0.12568 cm3 × 0.008 cm = 0.0010054 cm3. Since two sheets were used, the total volume of NMC811 used is 0.0020108 cm3. The total volume of the ACE sample in the DSC pan = Volume of lithium + Volume of LPSCl + Volume of NMC811 = 0.009093 cm3. The remaining volume = 0.02 cm3 – 0.009093 cm3 = 0.010907 cm3. To avoid reaching the maximum operating pressure of the DSC pan considering the oxygen release from NMC811 which reacts with other components to give other gaseous products, a conservative approach is to use 20% of the remaining volume for 41 the liquid electrolyte. Therefore, the maximum volume of 1M LiPF6 (EC / DEC) that can be added to the DSC pan considering oxygen release and pressure constraint = 0.2 × Vremaining = 0.2 × 0.010907 cm3 = 0.0021814 cm3 = ~ 2 µL. 42 Bibliography 1. Kim, T. H.; Park, J. S.; Chang, S. K.; Choi, S.; Ryu, J. 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